Gerry E. Studds Stellwagen Bank National Marine Sanctuary
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Disturbances from Vessels

Due to the large number of vessels that regularly visit or transit the sanctuary, the effects of boat traffic on marine mammals is a concern. Much of the concern regarding disturbance of marine mammals has focused on isolated incidents, where a vessel has caused a change in behavior of one or more whales. Although these incidences capture public attention, it is likely that the more serious consequence of vessel disturbances is potentially the cumulative effects of many vessels to cause an abandonment or decrease in use of an important habitat (Tyack, 1990). Assessing the cumulative effects of vessel activity on marine mammals in the Sanctuary will require long-term monitoring and evaluation of vessel use for comparison with detailed observations regarding marine mammal occurrence, distribution, and behaviors collected over a similar time frame.

Central to efforts to minimize the effects of vessels on marine mammals is the issue of "harassment," a term defined under the Marine Mammal Protection Act as " any intentional or negligent act that substantially disrupts the normal behavior of an animal." Thus while marine mammals are protected by federal law, the task of determining whether harassment has occurred requires both knowledge of what normal behavior is and the ability to determine when an animal has been disturbed. Determining what constitutes "normal" behavior in marine mammals is complicated by the lack of detailed behavioral data for many species, the inherent difficulty in studying these oceanic species without disrupting or biasing their behavior, and the tendency of some species to become habituated to certain types of stimuli over time. Certain studies which have attempted to describe whale reactions to vessels are reviewed below.

Disturbance from vessels may be considered from a number of different aspects. Examples of stimuli from vessels which may be disturbing to some species of cetaceans include: a vessel which is too close or in danger of striking an animal, active pursuit or circling of animals, interfering with feeding or other activities, and vessel noise. To evaluate the effects of vessel activity on cetaceans some measure of avoidance behavior is typically used, such as swimming away from the source of disturbance or a change in the behavior which immediately preceded the disturbance (Brown, et al. 1991, Weinrich et al. 1991). However, because cetaceans conduct many activities in bouts with shifts in behavior and breathing rates occurring naturally, it is often difficult to distinguish avoidance behaviors from "normal" reactions.

Watkins (1986) reviewed data from 25 years of observation to determine the effect of vessel exposure on four species of cetaceans, humpback whale (Megaptera novaeangliae), fin whale (Balaenoptera physalus), northern right whale (Eubalaena glacialis) and minke whales (Balaenoptera acutorostrata). Reaction to three types of stimuli associated with vessels were evaluated including underwater sound, light reflectivity, and tactile sensation. Reactions were categorized as either positive, uninterested, or negative. Positive reactions included those of apparent curiosity or interest and often involved a close approach or interaction with human activity. Uninterested reactions were those in which the stimuli were apparently ignored and negative reactions included sudden changes from activity to inactivity, persistent movement away from the stimuli, and immediate startle response such as turning sharply away or diving.

In this study, sound proved to be the primary cause of reaction with most whales responding to sounds with frequencies from approximately 15 Hz to 28 kHz. They appeared to ignore sounds of low amplitude or those with the most energy at frequencies above or below their hearing. Negative reactions were associated with a wide range of underwater sounds including those that were unexpected, too loud (above a 12 dB increase over previous ambient sounds), suddenly louder, or were associated with a perceived threat (e.g. rapid vessel approach). Approximately 50 percent of all whales avoided continuous noise at levels of 120 dB.

Similarly, unexpected notice of brightly reflective objects, such as a boat hull or aluminum instrument housings often caused a startled and avoidance reaction by all species studied. However, habituation sometimes occurred quickly, within a few hours, with animals approaching close enough to touch objects that were initially avoided. Tactile stimulation appeared to be a less important response than either hearing or vision, but some whale reactions appeared to depend on their expectation of the "feel" of particular objects. Unfamiliar objects were sometimes approached quite closely (within a few centimeters), but were initially rarely touched. Increasing familiarity and experience with an object may eventually lead to touching, and familiar objects like seaweed, logs, and fish boxes are often touched and lifted repeatedly by individual whales.

Watkins also reported that the type of reaction differed for each species and that these reactions changed over time. Changes in reactions which occurred over the time period studied may be summarized as follows: minke whale responses to vessels changed from one of frequent positive interest in vessels to one of general disinterest; fin whale responses changed from mostly negative to uninterested; right whales showed the same varied response pattern, which was often negative; and humpback whales indicated a dramatic change from mixed responses which were often negative to responses which were often strongly positive. In some instances, if whales appeared preoccupied with certain activities, such as feeding or social activity, they might ignore sounds that previously generated a negative response. As suggested by this study, a whale's observable response to vessels and vessel stimuli may differ depending upon prior experience and thus familiarity with the stimuli present. The effects of habituation to certain stimuli should be considered in future research of this type.

The effects of whale watching on whales has come under increased scrutiny in recent years as both its popularity and the size of the industry have grown. According to Tilt (1985), whale watching activity in the Stellwagen Bank area represents the most concentrated whale watch center in North America. The level of activity in the area has remained high and consequently efforts to determine and minimize any effects to endangered cetaceans is an important conservation priority. The northeast region of the National Marine Fisheries Service (NMFS) typically receives 6 -12 reports of "harassment" due to vessels a year (Tilt, 1985).

In 1988, the National Marine Fisheries Service convened a workshop on whale watching which involved researchers, government officials, and industry representatives. The purpose of the workshop was to review whale watching activities and available information on the effects of whale watching on the whales in order to provide NMFS with direction on how to protect whales from potentially harmful activities associated with this activity. Workshop participants addressed both short and long-term research needs, educational programs and options for regulating the industry. The relevant priority recommendations for research included areas with small populations subjected to whale watching, such as right whales in the northeast and those identified as critical to significant numbers of whales for key activities such as feeding. Both of these priorities apply to the Sanctuary and the adjoining right whale critical habitat in Cape Cod Bay. Specific research recommendations addressed, among others, the need to determine short-term behavioral changes as indicators of disturbance, techniques for monitoring physiological indicators of stress, and quantifying the effects of acoustic disturbance. The workshop also recommended the development of regulations establishing minimum approach distances based upon regional considerations (including type of species, location, habitat use, and behavior) which appear to influence whale reactions to vessels. There is also general support that restrictions which establish minimum approach distances ought to pertain to activities other than whalewatching, including recreational boats, thrill craft, and swimmers (Anon., 1988).

Currently the New England whale watching fleet operates under a voluntary set of guidelines which recommend the following safe operating procedures for maneuvering vessels in the vicinity of whales: no head-on approaches, no more than one vessel within 300 feet of a whale at any time (close approach zone), and a no-approach zone of 100 feet from a whale. In addition, the guidelines recommend a 600 foot (distance from whale) stand-by zone for no more than three vessels and a 1500 foot cautionary or whale awareness zone, where no sudden changes in speed or direction should be made by a vessel. The guidelines have been available since 1984 and are used by the NMFS to educate vessel captains and the general public about the potential harm caused to whales by vessel activity. In general, the guidelines are respected by the commercial whale watching operators, but compliance may vary depending upon whale abundance, time constraints, vessel operator, and/or weather conditions (David Mattila, pers. com.). Disregard and/or ignorance of the guidelines by recreational boaters remains a serious problem, especially during peak summer periods.

Recently NMFS proposed whale watching regulations to establish uniform minimum approach distances of 100 yards for all whales and 50 yards for dolphins and porpoises in U. S. waters (Fed. Reg., Vol. 57, No. 148, 1992). Ultimately, this proposal was withdrawn in response to the widespread criticism received from commentors, many of whom felt it ignored the recommendations of the 1988 workshop discussed above.

 

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